Consultant/AM - Internal Audit (Financial services) (Gurugram)

About the Role

We are seeking energetic professionals to join our Internal Audit practice, focused exclusively on the Financial Services sector. The role involves delivering risk-based internal audits, process reviews, control assessments, and regulatory compliance reviews for Banking, NBFC, Insurance, Capital Markets, FinTech, and other Financial Services clients.

The candidate will work closely with client management teams to evaluate business processes, identify control gaps, assess risks, and recommend practical solutions to strengthen governance and operational effectiveness.

Key Responsibilities

Consultant

Execute Internal Audit and Risk Advisory assignments for Financial Services clients.

Perform risk assessments, process walkthroughs, and control evaluations.

Conduct testing of operational, financial, and regulatory controls.

Identify process gaps, control deficiencies, and areas for improvement.

Prepare audit workpapers, issue logs, and audit reports.

Support discussions with client stakeholders and process owners.

Assist in tracking and validating remediation of audit findings.

Ensure timely delivery of projects while maintaining quality standards.

Stay updated on regulatory developments impacting the Financial Services industry.

Assistant Manager

In addition to the above:

Lead Internal Audit engagements and manage project execution.

Supervise and review work performed by team members.

Drive client interactions and stakeholder management.

Review audit observations and provide value-added recommendations.

Support business development, proposal preparation, and client presentations.

Mentor junior team members and contribute to team development initiatives.

Core Areas of Work

Risk-Based Internal Audit (RBIA)

Operational Audits

Compliance Reviews

Regulatory Audits

Internal Controls Testing

SOX / IFC Reviews

Process & Controls Assessment

Risk Management Reviews

Governance Reviews

AML / KYC Reviews

Treasury & Liquidity Process Reviews

Credit & Lending Process Re .