Executive - Account Opening

Jainam Broking Limited

14 hours ago

Location

SNS

Department

Account Opening - JBL

Employment Type

Full-time

Applications Received

4

Closes On

2 Nov, 2026

Job Summary

The KYC Apprentice will support the KYC and Compliance team in onboarding clients and maintaining regulatory compliance as per SEBI, NSE/BSE, and other applicable regulations. This role is ideal for candidates looking to build a career in financial services, compliance, and operations within a stock broking environment.

Key Responsibilities

Assist in client onboarding and KYC documentation verification (individual & non-individual clients)Verify client documents such as PAN, Aadhaar, address proof, bank proof, and photographsPerform data entry and validation in KYC systems and back-office softwareSupport CKYC uploads, KRA checks, and modificationsEnsure KYC records comply with SEBI, AML, and internal compliance policiesCoordinate with clients, relationship managers, and internal teams for pending or incorrect documentationMaintain proper records, logs, and audit trailsAssist in periodic KYC reviews and re-KYC processesHandle basic client queries related to KYC requirementsSupport the team during internal and external audits

Eligibility Criteria

Graduate or pursuing graduation in Commerce, Finance, Business Administration, or related fieldsFreshers are welcome; prior internship experience in BFSI is an advantageBasic understanding of stock market operations and financial products is preferred

Skills & Competencies

Basic knowledge of KYC, AML, and compliance normsAttention to detail and accuracyGood communication and coordination skillsProficiency in MS Excel, Word, and basic computer applicationsAbility to handle confidential information responsiblyWillingness to learn regulatory frameworks and processes

Learning & Development Opportunities

Hands-on exposure to KYC & Compliance operations in a stock broking firmUnderstanding of SEBI regulations, client onboarding, and brokerage operationsMentorship from experienced compliance professionalsCertificate/Experience Letter upon successful completion .