Chief Financial Controller & Compliance officer

Roles and ResponsibilitiesFinancial Controller1. Leadership and Strategic Planning: Collaborating with senior leadership onstrategic initiatives and providing financial insights2. Budgeting and Forecasting: Leading the budgeting and forecasting process toprovide accurate financial projections.3. Cost Control: Implementing/ identify measures to control costs and improveprofitability4. Team Management: Leading and developing a team to ensure effectiveperformance and goals achievement5. Risk Management: Identifying financial risks and implementing strategies tomitigate them.6. Hands on experience of fundraising from Institutional Investors and closelymonitor the due diligence process for fundraising.7. Liaising with financial institutions, regulatory authorities, and other agencies8. Dealing with Investment Bankers, NBFC, Rating Agencies and Govt authorities9. Raising long term Debt and short-term funding10. Interacting with Strategic investor, Private Equity, FIs and NBFCsChief Compliance Officer11. Ensuring compliance with secretarial related matters under Companies Act 2013.12. Liaison with Stock Exchanges, SEBI and other regulatory authorities and lookafter yearly/half yearly returns, audit reports, SEBI enhanced supervision dataand other periodic compliances.13. Handling of periodic and event-based compliances of Stock Broking, DP, MerchantBanking, PMS and Market Making. Ensuring timely & accurate regulatorysubmission to exchanges, Depositories, various PMS submission etc.14. Review and defining processes for implementation of various circulars issued byExchanges, Depositories, SEBI etc.15. Query handling in relation to regulatory area of SEBI, Exchanges & Depositories.16. Handling regulatory & exchange inspections, if any.17. Assist the Senior Management in overseeing the implementation of theCompliance Policy, internal codes of conduct, prescriptions in compliancemanuals, etc.18. Drafting of Annual Report sections relating to secretarial and legal compliancesunder Companies Act.